Stay on top of regulatory deadlines, reporting requirements, and compliance events
Complete and submit your organization's annual AML/CFT risk assessment to the relevant regulatory authority. Review all customer risk profiles, transaction monitoring alerts, and update risk matrices.
Review all SARs filed in Q4 of the previous year. Ensure completeness of documentation and follow-up actions. Submit quarterly SAR statistics to FIU.
Mandatory annual AML/CFT training for all staff. Covers latest regulatory updates, typologies, red flags, and internal procedures. Attendance tracking required.
Complete quarterly update of PEP database and sanctions screening lists. Re-screen entire customer base against updated lists and document results.
Annual conference bringing together regulators, compliance professionals, and industry experts to discuss AML trends, challenges, and best practices in the UAE.
Submit Q1 compliance report to board of directors and senior management. Include transaction monitoring stats, SAR filings, training completion rates, and policy updates.
Submit annual statistical report to Financial Intelligence Unit covering all SARs, STRs, and CTRs filed during the previous year. Include trend analysis and typologies identified.
Complete periodic CDD review for all high-risk customers. Update KYC documentation, verify beneficial ownership information, and refresh risk assessments.
Specialized training on transaction monitoring techniques, alert investigation, and SAR preparation. Covers complex scenarios and emerging typologies.
Conduct comprehensive mid-year review of AML compliance program. Assess effectiveness of controls, review audit findings, and update policies as needed.
Present first-half compliance report to board of directors. Include key metrics, regulatory developments, risk trends, and recommended actions.
Training on latest FATF recommendations and standards. Covers changes to international AML/CFT framework and implications for UAE entities.
Finalize scope and plan for annual AML audit. Engage external auditors, define testing procedures, and schedule audit activities for Q4.
Submit Q3 compliance metrics including alert volumes, investigation outcomes, training completion, and policy exceptions to senior management.
Conference showcasing latest regulatory technology solutions for AML compliance. Featuring product demos, case studies, and networking opportunities.
Complete annual independent AML audit. Review findings, develop remediation plans, and prepare audit report for board and regulators.
Mandatory refresher training covering year's regulatory changes, lessons learned from audit findings, and updates to internal policies and procedures.
Finalize 2027 AML compliance program, including budget allocation, resource planning, training schedule, and technology enhancements.
Present comprehensive annual compliance report to board covering all aspects of AML program performance, regulatory developments, and strategic recommendations.
Our compliance experts can help you stay on top of all regulatory requirements and deadlines.
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